Karin Priscilla Dovey

CRD 2332420 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · New York, NY

IA RegisteredBroker

Also appears in the source record as: Karin Priscilla Dovey-Gibson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (11): Series 52TOSIESeries 7Series 10Series 9Series 12Series 53Series 4Series 24Series 65Series 63
Registered states (1): Rhode Island
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (10)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Riverside, RI · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · BC capacity

start not retrieved → present
Banc Of America Investment Services, Inc.
Charlotte, NC · IA capacity

Dec 5, 2002 → Oct 23, 2009
Banc Of America Investment Services, Inc.
Charlotte, NC · BC capacity

Dec 5, 2002 → Oct 23, 2009
Wells Fargo Investments, LLC
San Diego, CA · IA capacity

May 15, 2001 → Oct 31, 2002
Wells Fargo Investments, LLC
San Francisco, CA · BC capacity

Dec 13, 2000 → Oct 31, 2002
Wells Fargo Securities Inc.
San Francisco, CA · BC capacity

Jun 16, 1998 → May 2, 2001
Wells Fargo Brokerage Services, L.L.C.
Minneapolis, MN · BC capacity

Dec 1, 1999 → Dec 13, 2000
First Allied Securities, Inc.
San Diego, CA · BC capacity

Apr 23, 1998 → Jun 4, 1998
Great Western Financial Securities Corporation
Northridge, CA · BC capacity

Apr 21, 1993 → Jan 29, 1998

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2332420 ↗ FINRA BrokerCheck record for CRD 2332420 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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