Todd Robert Norton

CRD 2333034 · Charles Schwab & Co., Inc. · Westlake, TX

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 24Series 66Series 63Series 65
Registered states (15): Alaska · Arizona · Arkansas · Colorado · Idaho · Kansas · Montana · Nebraska · Nevada · New Mexico · Oklahoma · Oregon · Utah · Washington · Wyoming
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (11)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Lake Tapps, WA · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Westlake, TX · BC capacity

start not retrieved → present
Td Ameritrade, Inc.
Omaha, NE · BC capacity

Jul 21, 2021 → Dec 31, 2023
Td Ameritrade, Inc.
Bellevue, WA · IA capacity

Jul 21, 2021 → Oct 14, 2022
Ubs Financial Services Inc.
Seattle, WA · BC capacity

Dec 18, 2009 → Aug 18, 2011
Ubs Financial Services Inc.
Seattle, WA · IA capacity

Nov 20, 2009 → Aug 18, 2011
Russell Investments
Tacoma, WA · IA capacity

Jan 26, 2006 → Dec 4, 2008
Russell Financial Services, Inc., Part Of Russell Investments
Tacoma, WA · BC capacity

May 31, 2001 → Dec 4, 2008
Ibaa Securities Corporation
Memphis, TN · BC capacity

Feb 2, 1995 → Feb 13, 1996
Vining-Sparks Ibg, Limited Partnership
Memphis, TN · BC capacity

Jan 18, 1995 → Feb 13, 1996
Nelson Securities,inc.
Spokane, WA · BC capacity

May 31, 1994 → Jan 4, 1995

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2333034 ↗ FINRA BrokerCheck record for CRD 2333034 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.