Henry Christopher Dodson
Also appears in the source record as: Chris Dodson
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (12)
- Series 65Series 63Series 9Series 10Series 4Series 24Series 99TOSeries 57TOSeries 3SIESeries 55Series 7
- Registered states (1)
- Georgia
- Years in the industry (source record)
- 33
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 2333159 contains one or more disclosure events as of Aug 20, 2026.
findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (10)
From the source registration record · current first
-
Sep 5, 2023 → present
-
E*trade Capital Management, LLCIA capacityAug 16, 2017 → Sep 5, 2023
-
E*trade Securities LLCBD capacityJun 9, 2016 → Sep 5, 2023
-
E*trade Clearing LLCBD capacityNov 25, 2009 → Sep 30, 2016
-
E*trade Securities LLCBD capacityJun 18, 2003 → Mar 30, 2011
-
E*trade Clearing LLCBD capacityNov 5, 2002 → Jun 23, 2003
-
E*trade Securities LLCBD capacityApr 23, 1999 → Nov 5, 2002
-
R A F Financial CorporationBD capacityFeb 12, 1997 → May 14, 1997
-
Barron Chase Securities, Inc.BD capacityJan 12, 1994 → Feb 19, 1997
-
Chatfield Dean & Co., Inc.BD capacityApr 14, 1993 → Jan 10, 1994
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.