Michael K Heaney

CRD 2335024 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · San Antonio, TX

IA RegisteredBroker

Also appears in the source record as: Michael Kenton Heaney

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 66Series 65Series 63
Registered states (2): Missouri · Texas
Years in the industry (source record): 16
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (11)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
San Antonio, TX · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
San Antonio, TX · BC capacity

start not retrieved → present
Wells Fargo Investments, LLC
Saint Louis, MO · IA capacity

Sep 13, 2007 → Nov 5, 2009
Wells Fargo Investments, LLC
Saint Louis, MO · BC capacity

Sep 13, 2007 → Nov 5, 2009
J. P. Morgan Securities Inc.
Clayton, MO · IA capacity

Sep 27, 2006 → Apr 3, 2007
J.P. Morgan Securities Inc.
Clayton, MO · BC capacity

Jul 1, 2006 → Apr 3, 2007
Jpmorgan Securities Inc
Clayton, MO · IA capacity

Apr 17, 2006 → Sep 27, 2006
Banc One Securities Corporation
Clayton, MO · BC capacity

Apr 24, 2006 → Jul 1, 2006
Banc Of America Investment Services, Inc.
St. Louis, MO · IA capacity

Jan 2, 2004 → Jan 24, 2005
Banc Of America Investment Services, Inc.
Boston, MA · BC capacity

Aug 25, 2003 → Jan 24, 2005
Century Securities Associates, Inc.
St. Louis, MO · BC capacity

Dec 20, 1996 → Jun 24, 1997

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2335024 ↗ FINRA BrokerCheck record for CRD 2335024 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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