Michael Hurshel Cook

CRD 2335039 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Winter Park, FL

IA RegisteredBroker

Also appears in the source record as: Michael H Cook; Michael Hershel Cook; Michael Cook; Mike H Cook

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (36): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · Wisconsin
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2335039 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (10)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Winter Park, FL · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Winter Park, FL · BC capacity

start not retrieved → present
Morgan Stanley Smith Barney LLC
Winter Park, FL · IA capacity

Jun 1, 2009 → May 26, 2010
Morgan Stanley Smith Barney
Winter Park, FL · BC capacity

Jun 1, 2009 → May 26, 2010
Morgan Stanley & Co. Incorporated
Winter Park, FL · IA capacity

May 29, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
Winter Park, FL · BC capacity

May 25, 2007 → Jun 1, 2009
Suntrust Investment Services, Inc.
Lake Mary, FL · IA capacity

Mar 12, 2003 → Jun 22, 2007
Suntrust Investment Services, Inc.
Lake Mary, FL · BC capacity

Jan 23, 2003 → Jun 22, 2007
Banc Of America Investment Services, Inc.
Boston, MA · BC capacity

Apr 6, 2001 → Mar 26, 2002
Barnett Investments, Inc.
Jacksonville, FL · BC capacity

Jun 5, 1997 → Mar 31, 1998

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2335039 ↗ FINRA BrokerCheck record for CRD 2335039 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.