Glen Stanley Haber

CRD 2336379 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Pennington, NJ

IA RegisteredBroker

Also appears in the source record as: Glen S Haber

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 66Series 63Series 10Series 9Series 24SIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (9)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Pennington, NJ · IA capacity

Dec 8, 2015 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Pennington, NJ · BC capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jun 25, 2015 → Sep 14, 2015
Metlife Securities Inc.
BD capacity

Nov 17, 2006 → Apr 27, 2012
Metropolitan Life Insurance Company
BD capacity

Nov 17, 2006 → Jul 9, 2007
Merrill Lynch Pierce Fenner & Smith Inc.
IA capacity

Oct 28, 2004 → Apr 3, 2006
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jan 21, 2000 → Apr 3, 2006
Princeton Funds Distributor, Inc.
BD capacity

Nov 26, 1996 → Mar 24, 2000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Oct 28, 1993 → Oct 16, 1998

Source & corrections

Where this page comes from

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