Mark Lee Elafros

CRD 2337393 · Charles Schwab & Co., Inc. · Westlake, TX

IA RegisteredBroker

Also appears in the source record as: Mark Elafros

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 3SIESeries 7Series 10Series 9Series 66
Registered states (47): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Kansas · Louisiana · Maine · Maryland · Michigan · Minnesota · Mississippi · Missouri · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wyoming
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2337393 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

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Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (12)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Westlake, TX · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Westlake, TX · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Westlake, TX · IA capacity

start not retrieved → present
Brookstone Capital Management LLC
Skokie, IL · IA capacity

Jan 15, 2020 → Mar 30, 2021
American Trust Investment Services, Inc.
Northbrook, IL · BC capacity

Sep 24, 2018 → Oct 10, 2019
American Trust Investment Services Advisory
Northbrook, IL · IA capacity

Nov 19, 2018 → Apr 1, 2019
Ausdal Financial Partners, Inc.
Northbrook, IL · IA capacity

Mar 17, 2016 → Sep 20, 2018
Ausdal Financial Partners, Inc.
Northbrook, IL · BC capacity

Mar 17, 2016 → Sep 20, 2018
Madison Avenue Securities, LLC
Northbrook, IL · IA capacity

Jul 25, 2013 → Mar 16, 2016
Madison Avenue Securities, LLC
Northbrook, IL · BC capacity

Jun 26, 2013 → Mar 16, 2016
Ronin Capital, LLC
Chicago, IL · BC capacity

Apr 6, 2011 → Sep 18, 2012
Td Options LLC
Chicago, IL · BC capacity

May 5, 2004 → Feb 23, 2005

Source & corrections

Where this page comes from

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