Kenneth Kestenbaum

CRD 2337526 · J.P. Morgan Securities LLC · New York, NY

IA RegisteredBroker

Also appears in the source record as: Kenneth Kestenbaum

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): SIESeries 7Series 9Series 10Series 24Series 8Series 65Series 63
Registered states (1): New York
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (12)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
J.P. Morgan Clearing Corp.
New York, NY · IA capacity

Jul 1, 2010 → Nov 18, 2013
J.P. Morgan Clearing Corp.
New York, NY · BC capacity

Jun 23, 2010 → Nov 18, 2013
Ubs Financial Services Inc.
Weehawken, NJ · IA capacity

Aug 4, 2008 → Jun 3, 2010
Ubs Financial Services Inc.
Weehawken, NJ · BC capacity

Aug 4, 2008 → Jun 3, 2010
Stifel, Nicolaus & Company, Incorporated
New York, NY · IA capacity

Apr 24, 2007 → Jul 31, 2008
Stifel, Nicolaus & Company, Incorporated
New York, NY · BC capacity

Apr 24, 2007 → Jul 31, 2008
Ryan Beck & Co.
New York, NY · IA capacity

Apr 6, 2006 → Aug 27, 2007
Ryan Beck & Co.
New York, NY · BC capacity

Apr 29, 2002 → Aug 27, 2007
Gruntal & Co., L.L.C.
New York, NY · BC capacity

Sep 6, 1996 → May 13, 2002
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BC capacity

Oct 6, 1995 → Aug 20, 1996

Source & corrections

Where this page comes from

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