Steven D. Lee

CRD 2338370 · J.P. Morgan Securities LLC · New York, NY

IA RegisteredBroker

Also appears in the source record as: Steven D Lee; Steven Do Poong Lee

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 8Series 65Series 63
Registered states (30): Alabama · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · Tennessee · Texas · Virginia · Washington · West Virginia
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (10)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
Chase Investment Services Corp.
New York, NY · IA capacity

Jan 12, 2010 → Oct 1, 2012
Chase Investment Services Corp.
New York, NY · BC capacity

Jan 12, 2010 → Oct 1, 2012
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Great Neck, NY · IA capacity

Mar 18, 2005 → Jun 8, 2009
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Great Neck, NY · BC capacity

Dec 10, 2004 → Jun 8, 2009
Charles Schwab & Co., Inc.
Westlake, TX · BC capacity

Jan 9, 1997 → Dec 15, 2004
Waterhouse Securities, Inc.
Omaha, NE · BC capacity

Jul 8, 1994 → Sep 27, 1996
Chemical Investment Services Corp.
BC capacity

Jul 18, 1996 → Sep 18, 1996
Continental Broker-Dealer Corp.
Carle Place, NY · BC capacity

Apr 1, 1993 → Aug 12, 1993

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2338370 ↗ FINRA BrokerCheck record for CRD 2338370 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.