Christopher M Allen
Also appears in the source record as: Christopher Michael Allen; Cris Allen
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- SIESeries 7Series 6Series 65Series 63
- Registered states (14)
- Colorado · Connecticut · Florida · Georgia · Indiana · Iowa · Kansas · Maryland · New Hampshire · North Carolina · South Carolina · Tennessee · Virginia · Wisconsin
- Years in the industry (source record)
- 15
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Edward Jones
- Firm CRD
- 250
- SEC number
- 801-3297
- Assets under management
- $1.0T as of Jun 29, 2026
- Website
- www.twitter.com/EDWARDJONES ↗
- Phone
- 314-515-2000
- Firm location
- St. Louis, MO, 63131
Employment history (11)
From the source registration record · current first
-
start not retrieved → present
-
start not retrieved → present
-
start not retrieved → present
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Cetera Investment Advisers LLCLakeland, FL · IA capacityApr 20, 2015 → Jan 14, 2019
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Cetera Investment Services LLCLakeland, FL · BC capacityJan 22, 2015 → Jan 14, 2019
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedLakeland, FL · IA capacityApr 17, 2012 → Aug 4, 2014
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedLakeland, FL · BC capacityApr 16, 2012 → Aug 4, 2014
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Fifth Third Securities, Inc.Lakeland, FL · BC capacityJul 30, 2010 → Dec 10, 2010
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Pruco Securities CorporationNewark, NJ · BC capacityOct 16, 1995 → Jan 11, 1996
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Metropolitan Life Insurance CompanyNew York, NY · BC capacityAug 30, 1993 → Nov 22, 1994
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Metlife Securities Inc.Springfield, MA · BC capacityAug 30, 1993 → Nov 22, 1994
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.