Ricci Joseph Mancinelli

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (8)

SIESeries 31Series 55Series 7Series 4Series 24Series 66Series 63

Registered states (50)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

32

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Wells Fargo Advisors

Firm CRD

19616

SEC number

801-37967

Assets under management

$671.4B as of Jun 23, 2026

Website

www.twitter.com/WFINVESTING ↗

Phone

314-875-3000

Firm location

St. Louis, MO, 63103-2205

Employment history (21)

From the source registration record · current first

• Wells Fargo Clearing Services, LLCCurrent

  Santa Barbara, CA · BC capacity
  start not retrieved → present
• Wells Fargo Clearing Services, LLCCurrent

  Cataldo, ID · IA capacity
  start not retrieved → present
• Wells Fargo Clearing Services, LLCCurrent

  Coeur D'alene, ID · IA capacity
  start not retrieved → present
• Wells Fargo Clearing Services, LLCCurrent

  Santa Barbara, CA · IA capacity
  start not retrieved → present
• Wells Fargo AdvisorsCurrent

  Cataldo, ID · IA capacity
  start not retrieved → present
• Wells Fargo AdvisorsCurrent

  Coeur D'alene, ID · IA capacity
  start not retrieved → present
• Wells Fargo AdvisorsCurrent

  Santa Barbara, CA · IA capacity
  start not retrieved → present
• Morgan Stanley

  Santa Barbara, CA · IA capacity
  Jun 1, 2009 → Apr 1, 2019
• Morgan Stanley

  Santa Barbara, CA · BC capacity
  Jun 1, 2009 → Apr 1, 2019
• Citigroup Global Markets Inc.

  Santa Barbara, CA · IA capacity
  Jul 3, 2008 → Jun 1, 2009
• Citigroup Global Markets Inc.

  Santa Barbara, CA · BC capacity
  Jul 3, 2008 → Jun 1, 2009
• Ubs Financial Services Inc.

  Santa Barbara, CA · IA capacity
  Feb 1, 2008 → Jul 24, 2008
• Ubs Financial Services Inc.

  Santa Barbara, CA · BC capacity
  Mar 26, 2007 → Jul 24, 2008
• Waterford Capital, Inc.

  Santa Barbara, CA · BC capacity
  Sep 2, 1998 → Jan 31, 2007
• Private Brokers Corporation

  Dallas, TX · BC capacity
  Jun 4, 1998 → Oct 6, 1998
• The Heritage Group, Inc.

  San Francisco, CA · BC capacity
  Sep 30, 1997 → Jun 9, 1998
• Cruttenden Roth Incorporated

  Newport Beach, CA · BC capacity
  Feb 22, 1994 → Sep 18, 1997
• Robert Todd Financial Corp.

  New York, NY · BC capacity
  Jan 22, 1994 → Apr 19, 1994
• Yaeger Securities, Inc.

  BC capacity
  Sep 27, 1993 → Dec 2, 1993
• Meridian Associates, Inc.

  BC capacity
  Aug 3, 1993 → Sep 8, 1993
• Schneider Securities, Inc.

  Denver, CO · BC capacity
  Apr 23, 1993 → Aug 4, 1993

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.