David Ransom

CRD 2346427 · J.P. Morgan Securities LLC · Rancho Mirage, CA

IA RegisteredBroker

Also appears in the source record as: David Charles Ransom; Davy Charles Ransom; David Charles Ranson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (25): Alaska · Arizona · Arkansas · California · Colorado · Florida · Hawaii · Idaho · Illinois · Michigan · Minnesota · Montana · Nevada · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · Tennessee · Texas · Utah · Washington · Wisconsin · Wyoming
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2346427 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (11)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Rancho Mirage, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Rancho Mirage, CA · BC capacity

start not retrieved → present
Chase Investment Services Corp.
Lake Elsinore, CA · IA capacity

Jul 2, 2010 → Oct 1, 2012
Chase Investment Services Corp.
Lake Elsinore, CA · BC capacity

Jul 2, 2010 → Oct 1, 2012
Wells Fargo Investments, LLC
Palm Desert, CA · BC capacity

Jul 24, 2007 → Jun 29, 2010
Wells Fargo Investments, LLC
Palm Desert, CA · IA capacity

Jul 23, 2007 → Jun 29, 2010
Fidelity Brokerage Services LLC
Palm Desert, CA · BC capacity

Apr 3, 2007 → Jul 24, 2007
Wm Financial Services, Inc.
Irvine, CA · BC capacity

Jan 13, 2000 → Mar 10, 2004
Linsco/Private Ledger Corp.
Fort Mill, SC · BC capacity

Dec 10, 1998 → Jan 7, 2000
Asb Financial Services
Irvine, CA · BC capacity

Sep 6, 1995 → Jul 14, 1997
Pacific Coast Financial Securities, Inc.
BC capacity

Jul 28, 1993 → Nov 30, 1994

Source & corrections

Where this page comes from

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