Craig Harshey

CRD 2348511 · Wells Fargo Advisors · St. Louis, MO

IA RegisteredBroker

Also appears in the source record as: Craig P Harshey; Craig Patrick Harshey

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (10): Series 52TOSIESeries 7Series 10Series 9Series 53Series 4Series 24Series 66Series 63
Registered states (23): Arizona · Arkansas · California · Colorado · Delaware · District Of Columbia · Florida · Illinois · Maryland · Massachusetts · Michigan · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · South Dakota · Texas · Utah · Virginia · Wyoming
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 11025
SEC number: 801-57434
Assets under management: $252.3B as of Jun 3, 2026
Website: stories.wf.com ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (21)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Mclean, VA · BC capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
St. Louis, MO · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Vienna, VA · IA capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
Mclean, VA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Mclean, VA · IA capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
St. Louis, MO · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Vienna, VA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Mclean, VA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Mclean, VA · IA capacity

start not retrieved → present
Ubs Financial Services Inc.
Mclean, VA · IA capacity

Nov 20, 2018 → Mar 27, 2023
Ubs Financial Services Inc.
Mclean, VA · BC capacity

Nov 20, 2018 → Mar 27, 2023
Financial Engines Advisors L.L.C.
Sunnyvale, CA · IA capacity

Nov 1, 2018 → Nov 21, 2018
Edelman Financial Services, LLC
Fairfax, VA · IA capacity

Apr 11, 2018 → Nov 1, 2018
Ef Legacy Securities, LLC
Fairfax, VA · BC capacity

Apr 11, 2018 → Oct 31, 2018
Kestra Investment Services, LLC
Chevy Chase, MD · BC capacity

Nov 16, 2017 → Jan 5, 2018
Suntrust Advisory Services, Inc.
Rockville, MD · IA capacity

Sep 9, 2016 → Sep 6, 2017
Suntrust Investment Services, Inc.
Rockville, MD · BC capacity

May 26, 2000 → Sep 6, 2017
Suntrust Investment Services, Inc.
Rockville, MD · IA capacity

Apr 26, 2005 → Dec 31, 2016
Crestar Securities Corporation
Richmond, VA · BC capacity

Jan 1, 1997 → May 26, 2000
Citizens Brokerage Services, Inc.
BC capacity

Jul 28, 1994 → Jan 1, 1997
Nationssecurities
BC capacity

Apr 26, 1994 → Jul 30, 1994

Source & corrections

Where this page comes from

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