John Henry Hamm

CRD 235143 · Wells Fargo Advisors · Rolling Hills Estates, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): Series 7TOSIESeries 15Series 5PCSeries 1Series 4Series 65Series 63
Registered states (12): Arizona · California · Colorado · Florida · Idaho · Nevada · North Carolina · Oklahoma · Oregon · Pennsylvania · Utah · Washington
Years in the industry (source record): 54
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (11)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Rolling Hills Estates, CA · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Rancho Palos Verdes, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Rolling Hills Estates, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Rancho Palos Verdes, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Rolling Hills Estates, CA · IA capacity

start not retrieved → present
Prudential Securities Incorporated
Rolling Hills Estates, CA · IA capacity

Jul 8, 1997 → Jul 1, 2003
Prudential Securities Incorporated
New York, NY · BC capacity

Mar 2, 1988 → Jul 1, 2003
Painewebber Incorporated
BC capacity

Jan 31, 1980 → Feb 18, 1988
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BC capacity

Sep 26, 1978 → Jan 11, 1985
Blyth Eastman Dillon & Co. Incorporated
BC capacity

Mar 9, 1979 → Jan 31, 1980
Merrill Lynch, Pierce, Fenner & Smith, Inc.
BC capacity

May 18, 1972 → Sep 26, 1978

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 235143 ↗ FINRA BrokerCheck record for CRD 235143 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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