Richard Edward Sneary

CRD 2352021 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · East Lansing, MI

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 7Series 6
Registered states (38): Alabama · Arizona · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2352021 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (11)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
East Lansing, MI · IA capacity

Oct 23, 2009 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
East Lansing, MI · BC capacity

start not retrieved → present
Banc Of America Investment Services, Inc.
BD capacity

Oct 24, 2008 → Oct 23, 2009
Banc Of America Investment Services, Inc.
IA capacity

Oct 24, 2008 → Oct 23, 2009
Lasalle Financial Services, Inc.
IA capacity

Apr 17, 2007 → Oct 24, 2008
Lasalle Financial Services, Inc.
BD capacity

Apr 13, 2007 → Oct 24, 2008
Fifth Third Securities, Inc.
IA capacity

May 1, 2006 → Apr 12, 2007
Fifth Third Securities, Inc.
BD capacity

Jun 18, 2003 → Apr 12, 2007
Fifth Third Securities, Inc.
IA capacity

Feb 22, 2005 → Dec 31, 2005
Abn Amro Financial Services, Inc.
BD capacity

Mar 15, 2000 → May 2, 2003
Pfs Investments Inc.
BD capacity

May 2, 1995 → Mar 13, 2000

Source & corrections

Where this page comes from

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