Heather Elizabeth Hayes

CRD 2353476 · Morgan Stanley · Jacksonville, FL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 7Series 6
Registered states (21): Alaska · California · Colorado · Connecticut · Florida · Georgia · Idaho · Illinois · Kansas · Louisiana · Michigan · Minnesota · Mississippi · New Jersey · New York · North Carolina · Pennsylvania · Tennessee · Texas · Virginia · Washington
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2353476 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (10)

From the source registration record · current first

Morgan StanleyCurrent
Jacksonville, FL · IA capacity

May 2, 2024 → present
Ubs Financial Services Inc.
IA capacity

Nov 14, 2011 → May 13, 2024
Ubs Financial Services Inc.
BD capacity

Nov 10, 2011 → May 13, 2024
Lpl Financial LLC
BD capacity

Jun 19, 2009 → Nov 18, 2011
Lpl Financial LLC
IA capacity

Jun 19, 2009 → Nov 18, 2011
Morgan Stanley Smith Barney
BD capacity

Jun 1, 2009 → Jun 26, 2009
Morgan Stanley Smith Barney LLC
IA capacity

Jun 1, 2009 → Jun 26, 2009
Citigroup Global Markets Inc.
IA capacity

Jul 5, 2007 → Jun 1, 2009
Citigroup Global Markets Inc.
BD capacity

Mar 3, 1995 → Jun 1, 2009
Key Brokerage Company, Inc.
BD capacity

Jun 28, 1994 → Nov 9, 1994

Source & corrections

Where this page comes from

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