Joseph Paul Ganun
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (7)
- Series 65Series 63Series 9Series 10SIESeries 3Series 7
- Registered states (36)
- Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nevada · New Hampshire · New Jersey · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Vermont · Virginia · Washington · Wyoming
- Years in the industry (source record)
- 33
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 2358305 contains one or more disclosure events as of Aug 20, 2026.
findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (13)
From the source registration record · current first
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Jun 1, 2009 → present
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Morgan Stanley & Co. IncorporatedBD capacityApr 2, 2007 → Jun 1, 2009
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Morgan Stanley & Co. IncorporatedIA capacityApr 2, 2007 → Jun 1, 2009
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Morgan StanleyIA capacityMar 7, 2006 → Apr 2, 2007
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Morgan Stanley Dw Inc.BD capacityFeb 17, 2006 → Apr 2, 2007
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Oppenheimer & Co. Inc.BD capacityJan 3, 2003 → Mar 2, 2006
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Cibc World Markets Corp.BD capacityMar 16, 2001 → Jan 3, 2003
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Apr 8, 1996 → Mar 22, 2001
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Oppenheimer & Co., Inc.BD capacitySep 28, 1995 → Feb 15, 1996
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Waterhouse Securities, Inc.BD capacityFeb 22, 1995 → Jul 17, 1995
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Thomas James Associates, Inc.BD capacityAug 19, 1994 → Dec 20, 1994
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Hibbard Brown & Co., Inc.BD capacitySep 1, 1993 → Sep 15, 1994
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Westfield Financial CorporationBD capacityAug 5, 1994 → Aug 19, 1994
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.