Seth Abraham Shimansky

CRD 2359404 · Wells Fargo Advisors · Asheville, NC

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 26Series 66Series 65Series 63
Registered states (14): Alabama · California · Colorado · Florida · Georgia · Illinois · Nevada · New York · North Carolina · South Carolina · Tennessee · Virginia · Washington · Wisconsin
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2359404 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (10)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Asheville, NC · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Waynesville, NC · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Asheville, NC · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Waynesville, NC · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Asheville, NC · IA capacity

start not retrieved → present
Ncf Financial Services, Inc.
Durham, NC · BC capacity

Nov 5, 2003 → Aug 31, 2004
Bny Investment Center Inc.
New York, NY · BC capacity

Oct 22, 1999 → Nov 3, 2003
Essex National Securities, Inc.
Napa, CA · BC capacity

Apr 28, 1998 → Nov 3, 1999
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Jun 22, 1994 → Apr 8, 1998
Royal Alliance Associates, Inc.
Scottsdale, AZ · BC capacity

Jun 30, 1993 → Apr 25, 1994

Source & corrections

Where this page comes from

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