Michael Mark Stack

CRD 2360844 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Hunt Valley, MD

IA RegisteredBroker

Also appears in the source record as: Michael M Stack

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 31Series 7Series 6Series 66Series 63
Registered states (34): Alabama · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Kansas · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Montana · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2360844 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (7)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Hunt Valley, MD · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Hunt Valley, MD · BC capacity

start not retrieved → present
Morgan Stanley
Baltimore, MD · IA capacity

Oct 16, 2000 → Aug 26, 2004
Morgan Stanley Dw Inc.
Purchase, NY · BC capacity

Jul 9, 1999 → Aug 26, 2004
Guardian Investor Services Corporation
New York, NY · BC capacity

Sep 23, 1993 → Mar 2, 1995
John Hancock Mutual Life Insurance Company
Boston, MA · BC capacity

Jun 18, 1993 → Oct 1, 1993
John Hancock Distributors, Inc.
Boston, MA · BC capacity

Jun 18, 1993 → Oct 1, 1993

Source & corrections

Where this page comes from

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