Michelle Renee Derkowski
Also appears in the source record as: Michelle Renee Karl
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (7)
- Series 66Series 65Series 63Series 9Series 10SIESeries 7
- Registered states (49)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · Wisconsin · Wyoming
- Years in the industry (source record)
- 31
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (10)
From the source registration record · current first
-
Jun 1, 2009 → present
-
Morgan Stanley & Co. IncorporatedBD capacityFeb 27, 2009 → Jun 1, 2009
-
Morgan Stanley & Co. IncorporatedIA capacityFeb 27, 2009 → Jun 1, 2009
-
Citigroup Global Markets Inc.BD capacityApr 4, 2002 → Dec 19, 2008
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Citigroup Global Markets Inc.IA capacityApr 4, 2002 → Dec 19, 2008
-
Ubs Painewebber Inc.IA capacityFeb 11, 2002 → Apr 26, 2002
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Ubs Painewebber Inc.BD capacityMay 25, 2001 → Apr 26, 2002
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Legg Mason Wood Walker, IncorporatedBD capacityFeb 28, 2000 → May 15, 2001
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Salomon Smith Barney Inc.BD capacityOct 17, 1996 → Feb 24, 2000
-
Prudential Securities IncorporatedBD capacityJul 21, 1995 → Sep 26, 1996
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.