Todd Anthony Showalter

CRD 2362313 · Wells Fargo Advisors · Park City, UT

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (24): Arizona · California · Colorado · Florida · Georgia · Illinois · Indiana · Kansas · Kentucky · Maryland · Michigan · Minnesota · Missouri · Nevada · New Jersey · New York · North Carolina · Ohio · Oregon · South Carolina · Texas · Utah · Washington · Wisconsin
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2362313 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (10)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Park City, UT · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Park City, UT · BC capacity

start not retrieved → present
Credit Suisse Securities (USA) LLC
Chicago, IL · IA capacity

Sep 15, 2008 → Apr 12, 2016
Credit Suisse Securities (USA) LLC
Chicago, IL · BC capacity

Sep 12, 2008 → Apr 12, 2016
Lehman Brothers Inc.
Chicago, IL · IA capacity

Jun 4, 2004 → Sep 19, 2008
Lehman Brothers Inc.
Chicago, IL · BC capacity

Jun 16, 2003 → Sep 19, 2008
Banc Of America Securities LLC
Chicago, IL · IA capacity

Dec 20, 2000 → Jun 17, 2003
Banc Of America Securities LLC
New York, NY · BC capacity

Sep 1, 2000 → Jun 17, 2003
Mesirow Financial, Inc.
Chicago, IL · BC capacity

Feb 7, 1994 → Jul 21, 2000
Young Capital Group (Limited Partnership)
Chicago, IL · BC capacity

Jul 8, 1993 → Feb 25, 1994

Source & corrections

Where this page comes from

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