Rocio Montagner

CRD 2362721 · Edward Jones · Palmdale, CA

IA RegisteredBroker

Also appears in the source record as: Rocio Galaviz; Rocio Galaviz-Montagner; Rocio Galaviz-Montagnerer; Rocio Galavizmontagner; Rocio Montagner

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 7Series 6
Registered states (14): Arizona · California · Colorado · Florida · Georgia · Hawaii · Louisiana · Michigan · Montana · Nevada · Pennsylvania · Texas · Utah · Virginia
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2362721 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Edward Jones
Firm CRD: 250
SEC number: 801-3297
Assets under management: $1.0T as of Jun 29, 2026
Website: www.twitter.com/EDWARDJONES ↗
Phone: 314-515-2000
Firm location: St. Louis, MO, 63131

Employment history (11)

From the source registration record · current first

Edward JonesCurrent
Palmdale, CA · IA capacity

Jan 27, 2014 → present
Edward JonesCurrent
Palmdale, CA · BC capacity

start not retrieved → present
Proequities, Inc.
BD capacity

Jun 16, 2010 → Jan 31, 2014
C C F Investments, Inc.
BD capacity

Jun 9, 2008 → Oct 15, 2008
Citicorp Investment Services
IA capacity

Jan 1, 2004 → May 5, 2005
Citicorp Investment Services
BD capacity

Feb 5, 2003 → May 5, 2005
Cal Fed Investments
BD capacity

Dec 7, 2001 → Feb 5, 2003
The Leaders Group, Inc.
BD capacity

Sep 29, 2000 → Jul 18, 2001
Pfs Investments Inc.
BD capacity

Sep 25, 1998 → Sep 5, 2000
Gateway Investment Services, Inc.
BD capacity

Nov 22, 1993 → Sep 2, 1998
Protective Equity Services, Inc.
BD capacity

Jun 18, 1993 → Dec 31, 1993

Source & corrections

Where this page comes from

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