Carl G Gordinier

CRD 2365435 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Wayne, PA

IA RegisteredBroker

Also appears in the source record as: Carl Gustan Gordinier; Carl Gustav Gordinier

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 63SIESeries 7
Registered states (49): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2365435 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (5)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Wayne, PA · IA capacity

Jan 2, 2008 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Wayne, PA · BC capacity

start not retrieved → present
Merrill Lynch Pierce Fenner & Smith Inc.
IA capacity

May 15, 2000 → Dec 31, 2006
Donald & Co. Securities Inc.
BD capacity

Sep 22, 1994 → Oct 23, 1998
L.C. Wegard & Co., Inc.
BD capacity

Aug 3, 1993 → Sep 21, 1994

Source & corrections

Where this page comes from

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