William Scott Klein

CRD 2365859 · Fidelity Brokerage Services LLC · Boca Raton, FL

IA RegisteredBroker

Also appears in the source record as: Bill Klein

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 65Series 63SIESeries 7Series 6
Registered states (33): Arizona · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Indiana · Kentucky · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · New Hampshire · New Jersey · New York · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Vermont · Virgin Islands · Virginia · West Virginia · Wisconsin
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (8)

From the source registration record · current first

Strategic Advisers LLCCurrent
Coral Springs, FL · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Coral Springs, FL · BD capacity

Oct 7, 2021 → present
Fidelity Brokerage Services LLCCurrent
Boca Raton, FL · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Nov 24, 2021 → Mar 31, 2025
Integrity Funds Distributor, LLC
BD capacity

May 23, 2019 → Sep 20, 2021
New York Life Investment Management LLC
IA capacity

May 23, 2002 → May 13, 2019
Nylife Distributors LLC
BD capacity

Jan 1, 1994 → May 13, 2019
Nylife Securities Inc.
BD capacity

Jul 8, 1993 → Jan 1, 1994

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2365859 ↗ FINRA BrokerCheck record for CRD 2365859 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.