Michael Paul Sirgo

CRD 2366455 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Hilton Head Island, SC

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 65Series 63Series 9Series 10SIESeries 3Series 31Series 7
Registered states (38): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Montana · Nevada · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Vermont · Virgin Islands · Virginia · Washington · Wisconsin
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2366455 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (9)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Hilton Head Island, SC · IA capacity

Oct 1, 2012 → present
Morgan Stanley
BD capacity

Jun 1, 2009 → Oct 17, 2012
Morgan Stanley
IA capacity

Jun 1, 2009 → Oct 17, 2012
Morgan Stanley & Co. Incorporated
BD capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
IA capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley
IA capacity

Jul 25, 2002 → Apr 2, 2007
Morgan Stanley Dw Inc.
BD capacity

Jun 10, 2002 → Apr 2, 2007
Salomon Smith Barney Inc.
BD capacity

Mar 13, 2001 → Jun 14, 2002
The Robinson-Humphrey Company, LLC
BD capacity

Aug 11, 1993 → Mar 29, 2001

Source & corrections

Where this page comes from

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