David Kenneth Johnson

CRD 2366786 · Charles Schwab & Co., Inc. · Orlando, FL

IA RegisteredBroker

Also appears in the source record as: David Johnson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 66Series 65Series 63
Registered states (29): Alabama · Arizona · California · Colorado · Connecticut · Delaware · Florida · Georgia · Illinois · Iowa · Maine · Maryland · Massachusetts · Minnesota · Missouri · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2366786 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (8)

From the source registration record · current first

Schwab Wealth Advisory, Inc.Current
Orlando, FL · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Orlando, FL · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.
Orlando, FL · IA capacity

Jan 26, 2012 → Apr 16, 2012
Cuna Brokerage Services, Inc.
Lancaster, PA · IA capacity

Feb 25, 2008 → May 26, 2009
Cuna Brokerage Services, Inc.
Lancaster, PA · BC capacity

Feb 21, 2008 → May 26, 2009
The Advisors Group, Inc.
Bethesda, MD · BC capacity

Apr 23, 1994 → Sep 2, 1998
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Aug 26, 1993 → Dec 14, 1993
American Express Financial Advisors Inc.
Minneapolis, MN · BC capacity

Aug 26, 1993 → Dec 14, 1993

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2366786 ↗ FINRA BrokerCheck record for CRD 2366786 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.