Richard Saporito

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Not registered in this capacity

Exams passed (9)

SIESeries 7Series 9Series 10Series 24Series 4Series 8Series 65Series 63

Registered states (1)

New Jersey

Years in the industry (source record)

31

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

J.P. Morgan Securities LLC

Firm CRD

79

SEC number

801-3702

Assets under management

$429.7B as of Jun 30, 2026

Website

wealthpartners.jpmorgan.com ↗

Phone

800-999-2000

Firm location

New York, NY, 10017

Employment history (8)

From the source registration record · current first

• J.P. Morgan Securities LLCCurrent

  New York, NY · BC capacity
  start not retrieved → present
• Morgan Stanley

  Purchase, NY · BC capacity
  Jun 1, 2009 → Apr 30, 2015
• Citigroup Global Markets Inc.

  New York, NY · BC capacity
  May 20, 2005 → Jun 1, 2009
• Walnut Street Securities, Inc.

  El Segundo, CA · BC capacity
  Aug 1, 2003 → Apr 18, 2005
• Nathan & Lewis Securities, Inc.

  New York, NY · BC capacity
  Apr 11, 2000 → Aug 1, 2003
• Royal Alliance Associates, Inc.

  Scottsdale, AZ · BC capacity
  Jul 10, 1998 → Jun 5, 2000
• Wall Street Advisors, Inc.

  Boston, MA · BC capacity
  Mar 12, 1998 → Jul 2, 1998
• Wall Street Access

  New York, NY · BC capacity
  May 31, 1995 → Jun 18, 1998

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.