Brodie Dean Barnes

CRD 2368626 · Captrust · Salt Lake City, UT

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): Series 65Series 63Series 53Series 24Series 52TOSIESeries 31Series 7Series 6
Registered states (16): Arizona · California · Colorado · Florida · Idaho · Indiana · Kansas · Minnesota · Mississippi · Nevada · New Jersey · North Carolina · Oklahoma · Texas · Utah · Wyoming
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (12)

From the source registration record · current first

Capfinancial Securities, LLC.Current
Salt Lake City, UT · BD capacity

Mar 7, 2018 → present
CaptrustCurrent
Salt Lake City, UT · IA capacity

Jan 2, 2018 → present
Kcg Securities, LLC
BD capacity

Apr 20, 2010 → Feb 19, 2019
Knox Capital Advisors, LLC
IA capacity

Jan 26, 2006 → Dec 18, 2018
Geneos Wealth Management, Inc.
BD capacity

Jan 3, 2006 → Jun 10, 2009
M Holdings Securities, Inc.
IA capacity

Mar 9, 2004 → Jan 24, 2006
M Holdings Securities, Inc.
BD capacity

Mar 5, 2004 → Jan 24, 2006
Lincoln Financial Advisors Corporation
IA capacity

Jan 19, 2000 → Mar 8, 2004
The Lincoln National Life Insurance Company
BD capacity

Jan 10, 2000 → Mar 8, 2004
Lincoln Financial Advisors Corporation
BD capacity

Jan 10, 2000 → Mar 8, 2004
Mml Investors Services, Inc.
BD capacity

Mar 1, 1996 → Jan 27, 2000
G. R. Phelps & Co., Inc.
BD capacity

Jul 8, 1993 → Mar 1, 1996

Source & corrections

Where this page comes from

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