Craig Alan Moddelmog

CRD 2369349 · Morgan Stanley · Loveland, CO

IA RegisteredBroker

Also appears in the source record as: Craig A Moddelmog

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 65Series 63Series 10Series 9Series 24Series 31SIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (12)

From the source registration record · current first

Morgan StanleyCurrent
Loveland, CO · IA capacity

Sep 19, 2022 → present
Cornerstone Wealth Management, Inc.
IA capacity

Apr 15, 2013 → Nov 10, 2022
Private Client Services, LLC
BD capacity

Apr 24, 2013 → Sep 20, 2022
Lpl Financial LLC
BD capacity

Apr 1, 2009 → May 6, 2013
Lpl Financial LLC
IA capacity

Apr 1, 2009 → May 6, 2013
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Jan 1, 2006 → Apr 3, 2009
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Feb 24, 2005 → Apr 3, 2009
Linsco/Private Ledger Corp.
BD capacity

Mar 26, 2002 → Feb 4, 2005
Investment Professionals, Inc.
BD capacity

Dec 15, 1999 → Feb 12, 2002
Invest Financial Corporation
BD capacity

Apr 23, 1997 → Dec 16, 1999
Everen Securities, Inc.
BD capacity

Aug 28, 1995 → Mar 14, 1996
Prudential Securities Incorporated
BD capacity

Aug 3, 1993 → Aug 30, 1995

Source & corrections

Where this page comes from

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