Patrick Krause
Also appears in the source record as: Patrick Daniel Krause
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (7)
- Series 72SIESeries 7Series 6Series 4Series 65Series 63
- Registered states (25)
- Alabama · Arkansas · California · Colorado · Connecticut · Florida · Idaho · Illinois · Louisiana · Massachusetts · Michigan · Mississippi · Montana · Nebraska · New Hampshire · New Mexico · New York · North Carolina · Ohio · Oklahoma · Pennsylvania · Tennessee · Texas · Virginia · Washington
- Years in the industry (source record)
- 32
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- J.P. Morgan Securities LLC
- Firm CRD
- 79
- SEC number
- 801-3702
- Assets under management
- $429.7B as of Jun 30, 2026
- Website
- wealthpartners.jpmorgan.com ↗
- Phone
- 800-999-2000
- Firm location
- New York, NY, 10017
Employment history (19)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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Chase Investment Services Corp.Houston, TX · IA capacityFeb 16, 2011 → Oct 1, 2012
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Chase Investment Services Corp.Houston, TX · BC capacityFeb 16, 2011 → Oct 1, 2012
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Lpl Financial LLCHouston, TX · IA capacityOct 18, 2007 → Feb 17, 2011
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Lpl Financial LLCHouston, TX · BC capacityOct 18, 2007 → Feb 17, 2011
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First Midamerica Investment CorporationHouston, TX · IA capacityJun 8, 2005 → Oct 22, 2007
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First Midamerica Investment CorporationHouston, TX · BC capacityJun 8, 2005 → Oct 22, 2007
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Ubs Financial Services Inc.Houston, TX · IA capacityMar 4, 2005 → Jul 7, 2005
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Ubs Financial Services Inc.Weehawken, NJ · BC capacityMar 4, 2005 → Jul 7, 2005
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Banc Of America Investment Services, Inc.The Woodlands, TX · IA capacityOct 20, 2004 → Mar 7, 2005
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Banc Of America Investment Services, Inc.Boston, MA · BC capacityOct 20, 2004 → Mar 7, 2005
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Quick & Reilly, Inc.Houston, TX · IA capacityApr 11, 2003 → Oct 20, 2004
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Quick & Reilly, Inc.New York, NY · BC capacityAug 27, 1996 → Oct 20, 2004
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Advantage Capital CorporationAtlanta, GA · BC capacitySep 19, 1995 → Aug 23, 1996
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Van Kampen American Capital Distributors, Inc.Houston, TX · BC capacityJan 12, 1995 → Oct 10, 1995
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American Capital Marketing, Inc.BC capacityDec 13, 1994 → Jan 12, 1995
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Olde Discount CorporationDetroit, MI · BC capacityJun 30, 1994 → Jul 27, 1994
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Fidelity Brokerage Services, Inc.Smithfield, RI · BC capacityAug 5, 1993 → Apr 19, 1994
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.