Alex Gelb

CRD 2386043 · Fidelity Brokerage Services LLC · Westlake, TX

IA RegisteredBroker

Also appears in the source record as: Alex L Gelb; Alex Lorin Gelb; Alex Lorin Gleb

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 65Series 63Series 24SIESeries 7
Registered states (52): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (14)

From the source registration record · current first

Strategic Advisers LLCCurrent
Westlake, TX · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Fort Worth, TX · BD capacity

Feb 11, 2016 → present
Fidelity Brokerage Services LLCCurrent
Westlake, TX · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 13, 2018 → Mar 31, 2025
Strategic Advisers LLC
IA capacity

Feb 26, 2016 → Jul 13, 2018
Northwestern Mutual Investment Services, LLC
BD capacity

Jan 18, 2012 → Jan 26, 2016
Northwestern Mutual Investment Services,llc
IA capacity

Jan 18, 2012 → Jan 26, 2016
1st Global Advisors Inc
IA capacity

Jun 23, 2008 → Dec 9, 2011
1st Global Capital Corp.
BD capacity

Mar 29, 2005 → Dec 9, 2011
Ubs Financial Services Inc.
IA capacity

Aug 23, 2002 → Oct 29, 2003
Ubs Financial Services Inc.
BD capacity

Aug 5, 2002 → Oct 29, 2003
Compass Brokerage, Inc.
BD capacity

Sep 4, 1996 → May 21, 1998
First Maryland Brokerage Corporation
BD capacity

May 24, 1995 → Aug 13, 1996
Legg Mason Wood Walker, Incorporated
BD capacity

Sep 8, 1993 → May 2, 1995

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2386043 ↗ FINRA BrokerCheck record for CRD 2386043 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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