Michael John Tusing
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (9)
- Series 66Series 63Series 4Series 53Series 24Series 52TOSIESeries 7Series 6
- Registered states (20)
- Arizona · California · Colorado · Connecticut · Florida · Hawaii · Idaho · Illinois · Massachusetts · Michigan · Missouri · Nevada · New Mexico · New York · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Virginia
- Years in the industry (source record)
- 33
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 2387481 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (8)
From the source registration record · current first
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May 5, 2023 → present
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Ubs Financial Services Inc.BD capacityFeb 28, 2013 → May 16, 2023
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Ubs Financial Services Inc.IA capacityFeb 28, 2013 → May 16, 2023
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Deutsche Bank Securities Inc.BD capacityJun 7, 2005 → Mar 8, 2013
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Deutsche Bank Securities Inc.IA capacityJun 7, 2005 → Mar 8, 2013
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Banc Of America Investment Services, Inc.IA capacityDec 12, 2002 → Jun 7, 2005
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Banc Of America Investment Services, Inc.BD capacityMar 22, 2001 → Jun 7, 2005
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Mercantile Investment Services, Inc.BD capacityAug 13, 1993 → Apr 26, 1994
Source & corrections
Where this page comes from
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Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.