Charles Leonard Bloom

CRD 23893 · Morgan Stanley · New York, NY

IA RegisteredBroker

Also appears in the source record as: Chuck Bloom

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 63Series 7TOSIESeries 3Series 5PCSeries 000Series 1
Registered states (46): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Indiana · Iowa · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 57
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (6)

From the source registration record · current first

Morgan StanleyCurrent
New York, NY · IA capacity

May 14, 2020 → present
Citigroup Global Markets Inc.
BD capacity

May 27, 2000 → Jun 1, 2009
Schroder & Co. Inc.
BD capacity

Feb 28, 1992 → May 27, 2000
Smith Barney, Harris Upham & Co., Incorporated
BD capacity

May 22, 1989 → Mar 12, 1992
Drexel Burnham Lambert Incorporated
BD capacity

May 31, 1984 → May 22, 1989
A.G. Becker Paribas Incorporated
BD capacity

Oct 1, 1969 → Aug 17, 1984

Source & corrections

Where this page comes from

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