Emilio Rafael Rangel Jr

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (5)

Series 66Series 63Series 26SIESeries 7

Registered states (52)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

33

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Fidelity Brokerage Services LLC

Firm CRD

7784

SEC number

Not yet retrieved from the source record

Assets under management

Not yet retrieved from the source record

Website

Not yet retrieved from the source record

Phone

Not yet retrieved from the source record

Firm location

Not yet retrieved from the source record

Employment history (18)

From the source registration record · current first

• Strategic Advisers LLCCurrent

  Coral Gables, FL · IA capacity
  Mar 31, 2025 → present
• Fidelity Brokerage Services LLCCurrent

  Coral Gables, FL · BD capacity
  Jan 26, 2022 → present
• Fidelity Brokerage Services LLCCurrent

  Smithfield, RI · BC capacity
  start not retrieved → present
• Fidelity Personal And Workplace Advisors

  IA capacity
  Sep 15, 2023 → Mar 31, 2025
• Prudential Financial Planning Services

  IA capacity
  Nov 13, 2019 → Jan 24, 2022
• Pruco Securities, LLC.

  BD capacity
  Nov 12, 2019 → Jan 24, 2022
• Oneamerica Securities, Inc.

  BD capacity
  Feb 2, 2018 → Dec 2, 2019
• Oneamerica Securities, Inc.

  IA capacity
  Feb 2, 2018 → Dec 2, 2019
• Citigroup Global Markets Inc.

  IA capacity
  Sep 13, 2011 → Nov 25, 2016
• Citigroup Global Markets Inc.

  BD capacity
  Sep 12, 2011 → Nov 25, 2016
• Ing Financial Partners, Inc

  IA capacity
  Apr 21, 2011 → Sep 19, 2011
• Ing Financial Partners, Inc.

  BD capacity
  Apr 13, 2011 → Sep 19, 2011
• Suntrust Investment Services, Inc.

  IA capacity
  Sep 9, 2008 → Apr 28, 2009
• Suntrust Investment Services, Inc.

  BD capacity
  Jan 11, 2008 → Apr 28, 2009
• Suntrust Investment Services, Inc.

  BD capacity
  Feb 1, 2007 → Sep 11, 2007
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  BD capacity
  Feb 10, 2003 → Dec 2, 2005
• Cardinal Capital Management, Inc.

  BD capacity
  Jul 21, 1999 → Apr 25, 2000
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  BD capacity
  Sep 15, 1993 → Sep 3, 1997

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.