Jeffrey J Ziegler

CRD 2393083 · Fidelity Brokerage Services LLC · Covington, KY

IA RegisteredBroker

Also appears in the source record as: Jeffrey Jon Ziegler Mr.; Jeffrey Jon Ziegler

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 65Series 63Series 9Series 10SIESeries 7Series 6
Registered states (51): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (11)

From the source registration record · current first

Strategic Advisers LLCCurrent
Cincinnati, OH · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Cincinnati, OH · BD capacity

Oct 24, 2012 → present
Fidelity Brokerage Services LLCCurrent
Covington, KY · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 13, 2018 → Mar 31, 2025
Strategic Advisers LLC
IA capacity

Oct 26, 2012 → Jul 13, 2018
Fifth Third Asset Management, Inc.
IA capacity

Apr 13, 2004 → Sep 27, 2012
Ftam Funds Distributor, Inc.
BD capacity

Jan 2, 2008 → Sep 12, 2012
Alps Distributors, Inc.
BD capacity

May 14, 2007 → Dec 31, 2007
Bisys Fund Services Limited Partnership
BD capacity

Feb 23, 2006 → May 11, 2007
Fifth Third Securities, Inc.
BD capacity

Oct 24, 2002 → Dec 13, 2005
Fidelity Brokerage Services LLC
BD capacity

Sep 1, 1993 → Mar 7, 2001

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2393083 ↗ FINRA BrokerCheck record for CRD 2393083 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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