Dean Cicone

CRD 2395947 · Fidelity Brokerage Services LLC · Providence, RI

IA RegisteredBroker

Also appears in the source record as: Dean Michael Cicone

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 66Series 63Series 24SIESeries 55Series 7Series 6
Registered states (32): Arizona · California · Colorado · Connecticut · Florida · Georgia · Hawaii · Illinois · Indiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · Tennessee · Texas · Vermont · Virginia · Washington
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (11)

From the source registration record · current first

Strategic Advisers LLCCurrent
Halifax, MA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Halifax, MA · BD capacity

Apr 24, 2009 → present
Fidelity Brokerage Services LLCCurrent
Providence, RI · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 13, 2018 → Mar 31, 2025
Strategic Advisers LLC
IA capacity

Apr 27, 2009 → Jul 13, 2018
Strategic Advisers, Inc.
IA capacity

Oct 9, 2008 → Feb 13, 2009
Fidelity Brokerage Services LLC
BD capacity

Sep 10, 2008 → Feb 13, 2009
National Financial Services LLC
BD capacity

Apr 23, 1997 → Sep 17, 2007
Fidelity Brokerage Services, Inc.
BD capacity

Aug 7, 1995 → Apr 23, 1997
Fidelity Investments Institutional Services Company, Inc.
BD capacity

May 29, 1994 → Aug 7, 1995
Scudder Investor Services, Inc.
BD capacity

Dec 13, 1993 → May 10, 1994

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2395947 ↗ FINRA BrokerCheck record for CRD 2395947 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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