Robert J. Cruz

CRD 2396571 · Fidelity Brokerage Services LLC · Plano, TX

IA RegisteredBroker

Also appears in the source record as: Robert J Cruz; Robert Cruz

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 63Series 65SIESeries 7Series 6
Registered states (28): Alabama · Arizona · Arkansas · California · Colorado · Florida · Georgia · Illinois · Indiana · Kansas · Louisiana · Maryland · Michigan · Missouri · Montana · Nebraska · Nevada · New Mexico · North Carolina · Oklahoma · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Virginia · Washington · Wyoming
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (12)

From the source registration record · current first

Strategic Advisers LLCCurrent
Plano, TX · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Plano, TX · BD capacity

Feb 9, 2021 → present
Fidelity Brokerage Services LLCCurrent
Plano, TX · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Mar 1, 2021 → Mar 31, 2025
Fiduciary Investment Trusts, LLC
IA capacity

Aug 24, 2018 → Sep 1, 2020
Allianz Global Investors Distributors LLC
BD capacity

Jul 10, 2014 → Mar 5, 2018
Blackrock Investments, LLC
BD capacity

Jul 15, 2010 → Jun 30, 2014
Sanford C. Bernstein & Co., LLC
BD capacity

Dec 21, 2009 → May 25, 2010
Alliancebernstein Investments, Inc.
BD capacity

Jul 8, 1999 → May 25, 2010
John Hancock Funds, Inc.
BD capacity

Apr 4, 1997 → Jun 30, 1999
A I M Distributors, Inc.
BD capacity

Jan 11, 1995 → Feb 5, 1997
Usaa Investment Management Company
BD capacity

Oct 22, 1993 → Jun 20, 1994

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2396571 ↗ FINRA BrokerCheck record for CRD 2396571 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.