Myles A. Shapiro

CRD 2397879 · J.P. Morgan Securities LLC · Lakewood, NJ

IA RegisteredBroker

Also appears in the source record as: Myles Adam Shapiro; Myles Shapiro

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 6Series 26Series 65Series 63
Registered states (6): California · Connecticut · Florida · Massachusetts · New Jersey · New York
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (11)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Lakewood, NJ · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Lakewood, NJ · BC capacity

start not retrieved → present
Santander Securities LLC
Matawan, NJ · BC capacity

Apr 6, 2015 → Jun 25, 2021
Santander Securities
Matawan, NJ · IA capacity

Mar 25, 2015 → Jun 25, 2021
Citigroup Global Markets Inc.
New York, NY · IA capacity

Apr 26, 2011 → May 6, 2013
Citigroup Global Markets Inc.
New York, NY · BC capacity

Apr 26, 2011 → May 6, 2013
Pnc Investments
Trenton, NJ · BC capacity

Jun 3, 2009 → Apr 14, 2011
Citicorp Investment Services
Staten Island, NY · BC capacity

Jan 23, 2003 → Sep 28, 2006
Axa Advisors, LLC
New York, NY · BC capacity

Jul 12, 1995 → Oct 17, 2001
The Equitable Life Assurance Society Of The United States
New York, NY · BC capacity

Jul 12, 1995 → Jan 5, 2000
Mclaughlin, Piven, Vogel Securities, Inc.
New York, NY · BC capacity

Sep 14, 1993 → Feb 21, 1995

Source & corrections

Where this page comes from

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