Steven Rocco Colli

CRD 2398062 · Morgan Stanley · Morristown, NJ

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 65Series 63Series 10Series 24SIESeries 7
Registered states (20): Arizona · California · Colorado · Connecticut · Delaware · Florida · Georgia · Illinois · Maryland · Michigan · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Virginia
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2398062 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (12)

From the source registration record · current first

Morgan StanleyCurrent
Morristown, NJ · IA capacity

Dec 2, 2011 → present
Wells Fargo Advisors, LLC
BD capacity

Jun 14, 2007 → Dec 8, 2011
Wells Fargo Advisors, LLC
IA capacity

Jun 14, 2007 → Dec 8, 2011
Banc Of America Investment Services, Inc.
BD capacity

Oct 20, 2004 → May 15, 2007
Banc Of America Investment Services, Inc.
IA capacity

Oct 20, 2004 → May 15, 2007
Quick & Reilly, Inc.
IA capacity

Oct 11, 2002 → Oct 20, 2004
Quick & Reilly, Inc.
BD capacity

Apr 25, 2001 → Oct 20, 2004
Summit Financial Services Group, Inc.
BD capacity

Jan 27, 1999 → Apr 25, 2001
Essex National Securities, Inc.
BD capacity

Aug 11, 1998 → Jan 27, 1999
Patterson Travis, Inc.
BD capacity

Dec 9, 1994 → May 27, 1998
Westfield Financial Corporation
BD capacity

Aug 5, 1994 → Nov 1, 1994
Hibbard Brown & Co., Inc.
BD capacity

Oct 21, 1993 → Sep 7, 1994

Source & corrections

Where this page comes from

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