William Donald Haugen

CRD 239850 · Wells Fargo Advisors · Morganton, NC

IA RegisteredBroker

Also appears in the source record as: Don Haugen

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (10): Series 7TOSIESeries 5PCSeries 1Series 10Series 9Series 8Series 65Series 63
Registered states (17): Arkansas · California · Connecticut · Delaware · Florida · Georgia · Illinois · Kentucky · Maryland · Michigan · New York · North Carolina · Ohio · South Carolina · Tennessee · Virginia · Washington
Years in the industry (source record): 56
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (13)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Morganton, NC · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Morganton, NC · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Morganton, NC · IA capacity

start not retrieved → present
Wachovia Securities, Inc.
Morganton, NC · IA capacity

Jul 24, 2001 → Jun 20, 2002
Wachovia Securities, Inc.
Charlotte, NC · BC capacity

Jun 7, 1991 → Jun 15, 2002
Lehman Brothers Inc.
New York, NY · BC capacity

Feb 15, 1988 → Jul 1, 1991
E. F. Hutton & Company Inc
BC capacity

Aug 3, 1987 → Feb 15, 1988
Dean Witter Reynolds Inc.
BC capacity

Dec 22, 1981 → Aug 17, 1987
Loeb Partners
BC capacity

Jun 15, 1978 → Aug 20, 1979
Bache Halsey Stuart Shields Incorporated
BC capacity

Sep 16, 1977 → Jul 26, 1978
Bache Halsey Stuart Inc.
BC capacity

Aug 27, 1976 → Sep 16, 1977
Bache & Co Incorporated
BC capacity

Feb 27, 1976 → Aug 27, 1976
Bache & Co., Incorporated
BC capacity

May 1, 1970 → Feb 27, 1976

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 239850 ↗ FINRA BrokerCheck record for CRD 239850 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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