Michael J Fontenot

CRD 2398954 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Frisco, TX

IA RegisteredBroker

Also appears in the source record as: Michael Jude Fontenot

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (19): Alabama · Arizona · California · Colorado · Connecticut · Florida · Hawaii · Kansas · Louisiana · Massachusetts · Mississippi · Nebraska · Nevada · New Jersey · New Mexico · North Carolina · Oklahoma · Texas · Wisconsin
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2398954 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (8)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Frisco, TX · IA capacity

Oct 23, 2009 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Frisco, TX · BC capacity

start not retrieved → present
Banc Of America Investment Services, Inc.
BD capacity

Oct 10, 2003 → Oct 23, 2009
Banc Of America Investment Services, Inc.
IA capacity

Oct 10, 2003 → Oct 23, 2009
Chase Investment Services Corp.
BD capacity

Mar 1, 1999 → Oct 14, 2003
Chase Investment Services Corp.
IA capacity

Mar 1, 1999 → Oct 14, 2003
Chase Securities Of Texas, Inc.
BD capacity

Oct 11, 1996 → Mar 1, 1999
Principal Financial Securities,inc.
BD capacity

Dec 15, 1993 → Sep 12, 1996

Source & corrections

Where this page comes from

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