Mark C Witt

CRD 2398977 · J.P. Morgan Securities LLC · Worcester, MA

IA RegisteredBroker

Also appears in the source record as: Mark Christopher Witt

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): SIESeries 7Series 6Series 10Series 9Series 24Series 65Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (11)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Worcester, MA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Worcester, MA · BC capacity

start not retrieved → present
Citizens Securities, Inc.
Johnston, RI · IA capacity

Apr 12, 2017 → Oct 14, 2022
Citizens Securities, Inc.
Johnston, RI · BC capacity

Apr 11, 2017 → Oct 14, 2022
Santander Securities
Worcester, MA · IA capacity

Oct 17, 2012 → Apr 5, 2017
Santander Securities LLC
Worcester, MA · BC capacity

Oct 17, 2012 → Apr 5, 2017
Lpl Financial Corporation
Townsend, MA · IA capacity

May 27, 2008 → Oct 10, 2008
Lpl Financial Corporation
Townsend, MA · BC capacity

May 27, 2008 → Oct 10, 2008
Ifmg Securities, Inc.
Worcester, MA · IA capacity

Sep 16, 2002 → May 27, 2008
Ifmg Securities, Inc.
Worcester, MA · BC capacity

Dec 8, 2000 → May 27, 2008
Allmerica Investments, Inc.
Worcester, MA · BC capacity

Aug 28, 1998 → Dec 4, 2000

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2398977 ↗ FINRA BrokerCheck record for CRD 2398977 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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