Todd M Gaertner

CRD 2405202 · Fidelity Brokerage Services LLC · Durham, NC

IA RegisteredBroker

Also appears in the source record as: Todd Matthew Gaertner

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 65Series 66Series 63Series 9SIESeries 55Series 7
Registered states (24): Arizona · California · Colorado · District Of Columbia · Florida · Georgia · Illinois · Kentucky · Maryland · Massachusetts · Michigan · Nevada · New Hampshire · New Mexico · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (16)

From the source registration record · current first

Strategic Advisers LLCCurrent
Durham, NC · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
New Hill, NC · BD capacity

Aug 8, 2007 → present
Fidelity Brokerage Services LLCCurrent
Durham, NC · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 13, 2018 → Mar 31, 2025
Strategic Advisers LLC
IA capacity

Aug 27, 2010 → Jul 13, 2018
Fidelity Investments Institutional Services Company, Inc.
BD capacity

Jun 27, 2007 → Jul 18, 2007
Citigroup Global Markets Inc.
IA capacity

Jun 22, 2005 → Jun 27, 2006
Citigroup Global Markets Inc.
BD capacity

Jun 16, 2005 → Jun 27, 2006
Cummins Financial Corporation
BD capacity

Dec 16, 2004 → Apr 12, 2005
Schwab Capital Markets L.P.
BD capacity

Mar 10, 2000 → Dec 31, 2002
M. H. Meyerson & Co., Inc.
BD capacity

Nov 25, 1997 → Mar 1, 2000
Maidstone Financial, Inc.
BD capacity

Sep 29, 1997 → Oct 21, 1997
Worldco, L.L.C.
BD capacity

Apr 16, 1997 → Oct 8, 1997
First Hanover Securities, Inc.
BD capacity

Oct 3, 1995 → Oct 11, 1996
The Wellington Group, Inc.
BD capacity

Nov 18, 1994 → May 11, 1995
M.S. Farrell & Company, Inc.
BD capacity

Dec 15, 1993 → Nov 22, 1994

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2405202 ↗ FINRA BrokerCheck record for CRD 2405202 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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