Christopher Roy Michinaka

CRD 2406134 · Morgan Stanley · Menlo Park, CA

IA RegisteredBroker

Also appears in the source record as: Chris Michinaka

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 63SIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (11)

From the source registration record · current first

Morgan StanleyCurrent
Menlo Park, CA · IA capacity

Jun 12, 2020 → present
Wells Fargo Clearing Services, LLC
BD capacity

Jul 25, 2014 → Jun 16, 2020
Wells Fargo Clearing Services, LLC
IA capacity

Jul 25, 2014 → Jun 16, 2020
Citigroup Global Markets Inc.
BD capacity

Jun 3, 2010 → Jul 18, 2014
Citigroup Global Markets Inc.
IA capacity

Jun 3, 2010 → Jul 18, 2014
Barclays Capital Inc.
BD capacity

Aug 21, 2009 → Jun 3, 2010
Barclays Capital Inc.
IA capacity

Aug 21, 2009 → Jun 3, 2010
Banc Of America Investment Services, Inc.
IA capacity

May 21, 2009 → Aug 19, 2009
Banc Of America Investment Services, Inc.
BD capacity

Jan 15, 2009 → Aug 19, 2009
Ids Life Insurance Company
BD capacity

Dec 10, 1993 → Jul 26, 2000
American Express Financial Advisors Inc.
BD capacity

Dec 10, 1993 → Jul 26, 2000

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2406134 ↗ FINRA BrokerCheck record for CRD 2406134 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.