Maurice Michael Seitter

CRD 2410811 · Fidelity Brokerage Services LLC · Smithfield, RI

IA RegisteredBroker

Also appears in the source record as: Maurice Seitter; Moe Seitter

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 52TOSIESeries 7Series 53Series 4Series 24Series 66Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2410811 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (12)

From the source registration record · current first

Strategic Advisers LLCCurrent
West Sacramento, CA · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Smithfield, RI · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
West Sacramento, CA · IA capacity

Jul 12, 2022 → Mar 31, 2025
Transamerica Retirement Advisors, LLC
West Sacramento, CA · IA capacity

Jul 2, 2019 → Apr 12, 2022
Transamerica Investors Securities Corporation
Harrison, NY · BC capacity

Jul 1, 2019 → Apr 12, 2022
Lwi Financial Inc.
Sacramento, CA · IA capacity

Jun 17, 2016 → Jan 4, 2019
Foreside Financial Services, LLC
Sacramento, CA · BC capacity

Oct 29, 2018 → Dec 31, 2018
Loring Ward Securities Inc.
Sacramento, CA · BC capacity

Jun 17, 2016 → Oct 29, 2018
Aon Hewitt Financial Advisors, LLC
Sacramento, CA · IA capacity

Jan 4, 2013 → Jun 3, 2016
Hewitt Financial Services LLC
Sacramento, CA · BC capacity

Feb 13, 2008 → Jun 3, 2016
Hewitt Financial Services LLC
Sacramento, CA · IA capacity

Jul 30, 2008 → May 24, 2011
E*trade Securities LLC
Charlotte, NC · BC capacity

Oct 12, 2006 → Dec 4, 2007

Source & corrections

Where this page comes from

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