Richard B. Renz
Also appears in the source record as: Richard Bryant Renz
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (12)
- Series 52TOSIESeries 31Series 7Series 10Series 9Series 4Series 53Series 24Series 66Series 65Series 63
- Registered states (10)
- Arizona · Arkansas · District Of Columbia · Idaho · Kansas · Maryland · Massachusetts · Oklahoma · Utah · Washington
- Years in the industry (source record)
- 30
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (16)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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J.P. Morgan Securities LLCArlington, VA · IA capacityOct 1, 2012 → Mar 3, 2025
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J.P. Morgan Securities LLCArlington, VA · BC capacityOct 1, 2012 → Mar 3, 2025
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Chase Investment Services Corp.Austin, TX · IA capacityJan 5, 2010 → Oct 1, 2012
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Chase Investment Services Corp.Austin, TX · BC capacityDec 18, 2009 → Oct 1, 2012
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The Huntington Investment CompanyCincinnati, OH · IA capacityApr 4, 2006 → Nov 23, 2009
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The Huntington Investment CompanyCincinnati, OH · BC capacityNov 30, 2005 → Nov 23, 2009
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Fifth Third Securities, Inc.Toledo, OH · BC capacityMar 27, 1999 → Dec 1, 2005
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Fifth Third Securities, Inc.Cincinnati, OH · BC capacitySep 5, 1997 → Mar 27, 1999
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Dean Witter Reynolds Inc.Purchase, NY · BC capacityJun 10, 1996 → Aug 12, 1997
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.