John Dray Sterling

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (5)

Series 65Series 63SIESeries 7Series 6

Registered states (16)

Alaska · Arizona · California · Colorado · Florida · Hawaii · Idaho · Illinois · Missouri · Nevada · New York · Ohio · Oregon · Texas · Virginia · Washington

Years in the industry (source record)

33

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Edward Jones

Firm CRD

250

SEC number

801-3297

Assets under management

$1.0T as of Jun 29, 2026

Website

www.twitter.com/EDWARDJONES ↗

Phone

314-515-2000

Firm location

St. Louis, MO, 63131

Employment history (8)

From the source registration record · current first

• Edward JonesCurrent

  Tucson, AZ · IA capacity
  Sep 10, 2009 → present
• Edward JonesCurrent

  Tucson, AZ · BC capacity
  start not retrieved → present
• Securities America Advisors, Inc.

  IA capacity
  Oct 30, 2002 → Sep 2, 2009
• Securities America, Inc.

  BD capacity
  Sep 27, 2002 → Sep 2, 2009
• Level Four Advisory Services

  IA capacity
  Oct 11, 2005 → Nov 19, 2007
• National Planning Corporation ("npc Of America" In Fl & Ny)

  IA capacity
  Jan 1, 2002 → Oct 1, 2002
• National Planning Corporation

  BD capacity
  Sep 10, 2001 → Oct 1, 2002
• Fidelity Investments Institutional Services Company, Inc.

  BD capacity
  Nov 17, 1993 → Mar 27, 2001

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.