Blake Bertea

CRD 2412817 · J.P. Morgan Securities LLC · Newport Beach, CA

IA RegisteredBroker

Also appears in the source record as: Blake Cameron Bertea

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (34): Alabama · Arizona · California · Colorado · Connecticut · Delaware · Florida · Georgia · Idaho · Illinois · Indiana · Kansas · Kentucky · Massachusetts · Minnesota · Mississippi · Missouri · Montana · Nevada · New Jersey · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2412817 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (11)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Newport Beach, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Newport Beach, CA · BC capacity

start not retrieved → present
Oppenheimer & Co. Inc.
Newport Beach, CA · IA capacity

Nov 5, 2007 → Oct 20, 2016
Oppenheimer & Co. Inc.
Newport Beach, CA · BC capacity

Jan 3, 2003 → Oct 20, 2016
Oppenheimer Asset Management
New York, NY · IA capacity

Apr 15, 2003 → Nov 7, 2007
Cibc World Markets Corp.
Newport Beach, CA · IA capacity

Mar 18, 2002 → Jan 3, 2003
Cibc World Markets Corp.
New York, NY · BC capacity

Mar 11, 2002 → Jan 3, 2003
J.P. Morgan Securities Inc.
New York, NY · BC capacity

Feb 1, 2000 → Mar 14, 2002
Hambrecht & Quist LLC
San Francisco, CA · BC capacity

Aug 12, 1997 → Feb 1, 2000
Prudential Securities Incorporated
New York, NY · BC capacity

Mar 9, 1994 → Aug 14, 1997
Kidder, Peabody & Co. Incorporated
New York, NY · BC capacity

Nov 24, 1993 → Mar 31, 1994

Source & corrections

Where this page comes from

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