Julia A. Lopiparo

CRD 2413301 · Morgan Stanley · Baton Rouge, LA

IA RegisteredBroker

Also appears in the source record as: Julia Alicia Lopiparo

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 65Series 63Series 10Series 9SIESeries 3Series 31Series 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (15)

From the source registration record · current first

Morgan StanleyCurrent
Baton Rouge, LA · IA capacity

Jul 19, 2022 → present
J.P. Morgan Securities LLC
BD capacity

Sep 28, 2012 → Jul 1, 2022
J.P. Morgan Securities LLC
IA capacity

Sep 28, 2012 → Jul 1, 2022
Morgan Stanley
BD capacity

Jun 1, 2009 → Oct 17, 2012
Morgan Stanley
IA capacity

Jun 1, 2009 → Oct 17, 2012
Morgan Stanley & Co. Incorporated
BD capacity

Aug 22, 2008 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
IA capacity

Aug 22, 2008 → Jun 1, 2009
Ubs Financial Services Inc.
BD capacity

Mar 14, 2008 → Sep 8, 2008
Ubs Financial Services Inc.
IA capacity

Mar 14, 2008 → Sep 8, 2008
Raymond J. Lucia Companies, Inc.
IA capacity

Jun 1, 2006 → Feb 15, 2008
Securities America, Inc.
BD capacity

May 19, 2006 → Feb 5, 2008
Ubs Financial Services Inc.
IA capacity

Aug 5, 2005 → May 4, 2006
Ubs Financial Services Inc.
BD capacity

Aug 14, 2000 → May 4, 2006
J.C. Bradford & Co.
BD capacity

Feb 6, 1997 → Aug 14, 2000
Morgan Keegan & Company, Inc.
BD capacity

Aug 16, 1995 → Jan 27, 1997

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2413301 ↗ FINRA BrokerCheck record for CRD 2413301 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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