Jennifer Anne Johnston

CRD 2413808 · Charles Schwab & Co., Inc. · Corte Madera, CA

IA RegisteredBroker

Also appears in the source record as: Jennifer A Johnston; Jennifer Johnston

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 66Series 65Series 63
Registered states (24): Arizona · Arkansas · California · Colorado · Florida · Georgia · Idaho · Illinois · Maine · Maryland · Michigan · Montana · Nevada · New York · North Carolina · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Washington · Wisconsin
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2413808 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (14)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Corte Madera, CA · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Corte Madera, CA · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Corte Madera, CA · IA capacity

start not retrieved → present
Td Ameritrade, Inc.
Corte Madera, CA · BC capacity

Sep 14, 2020 → Jul 29, 2024
Td Ameritrade Investment Management, LLC
Corte Madera, CA · IA capacity

Sep 14, 2020 → Sep 7, 2023
Td Ameritrade, Inc.
Corte Madera, CA · IA capacity

Sep 14, 2020 → Oct 14, 2022
Valic Financial Advisors, Inc.
Emeryville, CA · IA capacity

Feb 25, 2020 → Jun 30, 2020
Valic Financial Advisors, Inc.
Emeryville, CA · BC capacity

May 20, 2019 → Jun 30, 2020
Mcclurg Capital Corporation
San Rafael, CA · BC capacity

Feb 17, 2009 → May 17, 2019
Banc Of America Investment Services, Inc.
Greenbrae, CA · BC capacity

Jul 12, 1999 → Dec 16, 2008
Banc Of America Investment Services, Inc.
Greenbrae, CA · IA capacity

May 12, 1998 → Dec 16, 2008
Ba Investment Services, Inc.
Oakland, CA · BC capacity

Apr 19, 1996 → Jul 12, 1999
Dean Witter Reynolds Inc.
Purchase, NY · BC capacity

Apr 10, 1995 → Feb 2, 1996
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Feb 4, 1994 → Mar 15, 1995

Source & corrections

Where this page comes from

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